SEC charges HSBC, Scotia Capital with recordkeeping failures



The United States Securities and Exchange Commission (SEC) said on Thursday that it charged HSBC Securities Inc, and Scotia Capital for “for widespread and longstanding failures” to maintain…
About the author:

Get involved!

Fai trading in gruppo!
L'unica Academy di trading completamente gratuita per gli utenti FpMarkets

Comments

Ancora nessun commento